HKMAApr 22Findings of concurrent SFC-HKMA thematic review of the distribution of non-exchange traded investment productsPlease click here to view the full article
SFCApr 16SFC suspends dealings in Tianyun International Holdings Limited shares over massive missing corporate fundsThe Securities and Futures Commission (SFC) has directed The Stock Exchange of Hong Kong Limited (SEHK) to suspend dealings in the shares...
HKMAApr 15Joint Circular on Anti-Scam Consumer Protection Charter 2.0Please view the full article here
SFCApr 15Joint Circular on Anti-Scam Consumer Protection Charter 2.0Ref: HKMA/B1/15C HKMA/B9/67C INS/ADM/7/16 SU/CTC/2024/003 SFO/IS/015/2024 To: Chief Executives of all Authorized Institutions, Chief...
SFCApr 15SFC obtains court orders against former director and chief financial officer of Changgang Dunxin Enterprise Company LimitedThe Securities and Futures Commission (SFC) has obtained compensation and disqualification orders in the Court of First Instance against...
SFCApr 8Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of TerrorismCircular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...