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Applicable Jurisdictional Countercyclical Capital Buffer (CCyB) Ratio for Hong Kong
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Feb 26, 20241 min read
Asset and Wealth Management Activities Survey 2023 Conducted by the Securities and Futures Commission (“SFC”)
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Feb 26, 20241 min read
Banking (Capital) (Amendment) Rules 2023 - Questions and Answers(“Q&As”)
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Feb 26, 20241 min read
Code of Practice chapter FMI-1 “Resolution Planning – Continuity of Access to Financial Market Infrastructure Services” issued under the FinancialInstitutions (Resolution) Ordinance (Cap. 628) “FIRO"
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Feb 19, 20241 min read
SFC urges investors to check regulatory status of virtual asset trading platforms as transition period will end soon
The Securities and Futures Commission (SFC) wishes to remind investors to trade virtual assets only on SFC-licensed virtual asset trading...
Feb 19, 20243 min read
SFC suspends dealings in the shares of LET Group Holdings Limited and Summit Ascent Holdings Limited
The Securities and Futures Commission (SFC) has directed The Stock Exchange of Hong Kong Limited (SEHK) to suspend dealings in the shares...
Feb 19, 20244 min read
Complaints Watch
The Hong Kong Monetary Authority (HKMA) published the Complaints Watch Issue No.23, which highlights the latest banking complaint trends,...
Feb 12, 20241 min read
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of TerrorismEarly Alert on United Nations Sanctions
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...
Feb 12, 20242 min read
SFC bans Lam Ching Chiu and Wong Siu Fung for five years
The Securities and Futures Commission (SFC) has banned Mr Lam Ching Chiu and Mr Wong Siu Fung, both former licensed representatives of...
Feb 12, 20242 min read
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