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SFC bans Cheung Wing Hung for 18 months
The Securities and Futures Commission (SFC) has banned Mr Cheung Wing Hung from re-entering the industry for 18 months from 24 May 2024...
Jun 3, 20241 min read
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...
May 27, 20242 min read
Pre-trial review fixed for false trading in shares of China All Access (Holdings) Limited
The Eastern Magistrates’ Court today set down 5 September 2024 for a pre-trial review of the prosecution brought by the Securities and...
May 27, 20241 min read
Refinements of the US Dollar Liquidity Facility
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May 27, 20241 min read
Supervisory Policy Manual (SPM): Updated Module CG-6 on “Competence and Ethical Behaviour”
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May 27, 20241 min read
Two former brokers jailed for three months each for false trading
The Eastern Magistrates’ Court has sentenced two former licensees, Mr Yip Chi Wing and Mr Tsoi Chiu Kwan, to three months of imprisonment...
May 27, 20241 min read
Circular on streamlined requirements for eligible exchange-traded funds adopting a master-feeder structure
Background Currently, an exchange-traded fund (ETF) adopting a master-feeder structure is permitted under the Code on Unit Trusts and...
May 20, 20243 min read
Supervisory Policy Manual (SPM) SB-1: “Supervision of regulated activities of SFC-registered authorized institutions” (Revised)
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May 20, 20241 min read
Hong Kong Taxonomy for Sustainable Finance
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May 13, 20241 min read
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