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The first ramp-and-dump case transferred to District Court
The Eastern Magistrates’ Court today granted an application by the Department of Justice to transfer a ramp-and-dump case brought by the...
Feb 12, 20241 min read


SFC obtains court order to disqualify former chief financial officer of Fuguiniao Co., Ltd for two years
The Securities and Futures Commission (SFC) has obtained a disqualification order in the Court of First Instance against Mr Chan Wai...
Feb 12, 20243 min read


Effective Execution of Risk-based Approach for Customer Due Diligence
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Feb 12, 20241 min read


Rules on Basel III final package and related updates
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Feb 12, 20241 min read


Expansion of Greater Bay Area Fintech Pilot Trial Facility
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Feb 12, 20241 min read


Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering / Counter-Financing of Terrorism United Nations Sanctions (Libya) Reg...
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...
Feb 12, 20242 min read


Anti-Money Laundering and Counter-Financing of Terrorism (AML/CFT)Surveillance Capability Enhancement Project
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Feb 12, 20241 min read


Suspected core syndicate member charged in ramp-and dump case
A suspected core member of a sophisticated ramp-and-dump syndicate, Mr Lau Ka Wing, was charged at the Eastern Magistracy today following...
Feb 5, 20241 min read


SFC issues guidance to eligible licensed corporations on participation in Wealth Management Connect scheme
The Securities and Futures Commission (SFC) issued a circular today setting out the eligibility criteria and guidance for licensed...
Feb 5, 20242 min read
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