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Joint Circular on Anti-Scam Consumer Protection Charter 2.0
Ref: HKMA/B1/15C HKMA/B9/67C INS/ADM/7/16 SU/CTC/2024/003 SFO/IS/015/2024 To: Chief Executives of all Authorized Institutions, Chief...
Apr 15, 20244 min read
SFC obtains court orders against former director and chief financial officer of Changgang Dunxin Enterprise Company Limited
The Securities and Futures Commission (SFC) has obtained compensation and disqualification orders in the Court of First Instance against...
Apr 15, 20243 min read
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...
Apr 8, 20242 min read
Greenhouse Gas Emissions Calculation and Estimation Tools
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Apr 1, 20241 min read
SFC commences MMT proceedings against Ding Yi Feng former chairman over suspected market manipulation
The Securities and Futures Commission (SFC) has commenced proceedings in the Market Misconduct Tribunal (MMT) against Mr Sui Guangyi,...
Apr 1, 20242 min read
Complaints Against Debt Collection Agents Employed by Authorized Institutions
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Apr 1, 20241 min read
Circular to licensed corporations and management companies of SFC-authorised funds - Shortening of the US securities transaction settlement cycle to T+1
Effective 28 May 2024, the standard settlement cycle for transactions in US securities1 will be shortened from two business days after...
Apr 1, 20242 min read
Securities transaction settlement cycle in the US
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Apr 1, 20241 min read
Retail trader jailed for securities fraud via illegal short selling
The Eastern Magistrates’ Court today sentenced Ms Christine Yeung Tak Sum, a retail trader, to 18 months of imprisonment following her...
Mar 25, 20241 min read
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