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SFC reprimands and fines Lion Futures Limited $2.8 million for regulatory breaches
The Securities and Futures Commission (SFC) has reprimanded and fined Lion Futures Limited (LFL) $2.8 million for failures in complying...
Nov 28, 20232 min read


Court acquits duo of unlicensed activities
The Eastern Magistrates’ Court has acquitted Mr Tony Choi Yick Man after finding him not guilty of carrying on a business in asset...
Nov 28, 20232 min read


SFC commences legal proceedings against AMTD Global Markets Limited ......
SFC commences legal proceedings against AMTD Global Markets Limited and its former executives for non-compliance in IPO-related...
Nov 27, 20233 min read


Insurance Authority warns against fraudulent website
he Insurance Authority (IA) today (24 November 2023) alerted the public to a fraudulent website with the domain name of...
Nov 27, 20231 min read


Fraudulent social media pages, websites and an internet banking login screen
Fraudulent social media pages, websites and an internet banking login screen related to Hang Seng Bank Limited The Hong Kong Monetary...
Nov 27, 20231 min read


Fraudulent mobile application (App) related to LGT Bank AG
The Hong Kong Monetary Authority (HKMA) wishes to alert members of the public to a press release issued by LGT Bank AG relating to a...
Nov 27, 20231 min read


Revision to the Interpretation Note relating to the Guideline on CPD....
Revision to the Interpretation Note relating to the Guideline on Continuing Professional Development for Licensed Insurance...
Nov 23, 20232 min read


Insurance Authority’s Disciplinary Panel Pool
Dear Sirs, We are pleased to inform you that the Insurance Authority has reappointed 12 of its external Disciplinary Panel Pool (“DPP”)...
Nov 23, 20232 min read


Supervisory Policy Manual (SPM): CR-S-4 “New Share Subscription and Share Margin Financing”
The Chief Executive All Authorized Institutions Dear Sir / Madam, I am writing to inform you that, following consultation with the two...
Nov 23, 20231 min read
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