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SFC and HKEX collaborate in enforcement action against two former GEM-listed company directors for misconduct
The Securities and Futures Commission (SFC) and the Stock Exchange of Hong Kong Limited (Exchange) have joined hands in an enforcement...
Mar 11, 20243 min read


Government launches consultation on legislative proposals to regulate over-the-counter trading of virtual assets
The Government launched a public consultation on legislative proposals to introduce a licensing regime for providers of over-the-counter...
Mar 4, 20242 min read


Prudential Measures for Property Mortgage Loans and Other Related Supervisory Requirements
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Mar 4, 20241 min read


First ramp-and-dump criminal prosecution at District Court commences
The first ramp-and-dump case for criminal prosecution at the District Court began today in proceedings brought by the Securities and...
Mar 4, 20241 min read


Circular on disciplinary proceedings under Part 5B of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance
The Securities and Futures Commission (SFC) today published a guide entitled Disciplinary Proceedings at a Glance (for regulated persons...
Mar 4, 20241 min read


Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of TerrorismUnited Nations Sanctions (Haiti)
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...
Mar 4, 20242 min read


SFC commences proceedings against Ding Yi Feng former chairman and to seek compensation for investors
The Securities and Futures Commission (SFC) has commenced proceedings in the Court of First Instance against former chairman and...
Mar 4, 20241 min read


SFC secures first criminal conviction of securities fraud via illegal short selling
The Eastern Magistrates’ Court today convicted Ms Christine Yeung Tak Sum, an unemployed retail trader, after she pleaded guilty to...
Mar 4, 20242 min read


Revised Completion Instructions of Return of Capital Adequacy Ratio (MA(BS)3), Return of Leverage Ratio (MA(BS)27) and Return of Large Exposures (MA(BS)28)
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Mar 4, 20241 min read
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