SFC reprimands and fines Ruifeng Securities Limited $5.2 million for fund management and account opening failures and suspends its...

Circular in relation to the clearing and record keeping rules for the OTC derivatives regime – changes to the list of persons designated...

The Monetary Authority takes disciplinary action against CA Indosuez (Switzerland) SA, Hong Kong Branch for contraventions of the...

Full article here: https://www.hkma.gov.hk/media/eng/doc/key-information/guidelines-and-circular/2023/20231129e1.pdf (English only)

The Hong Kong Monetary Authority (HKMA) announced the launch of the Faster Payment System (FPS) Suspicious Proxy ID Alert on 26 November....

Insurance (Financial and Other Requirements for Licensed Insurance Broker Companies) Rules (Cap. 41L) Savings and Transitional...

Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...

Please view the full article here

The Securities and Futures Commission (SFC) has commenced legal proceedings under section 214 of the Securities and Futures Ordinance...