The Securities and Futures Commission (SFC) has reprimanded and fined RaffAello Capital Limited (RaffAello) $4 million for failing to...

The Securities and Futures Commission (SFC) and the Hong Kong Monetary Authority (HKMA) jointly announced Hong Kong’s Roadmap for the...

The Securities and Futures Commission (SFC) today launched a consultation on the proposed investor identification regime for the...

The Securities and Futures Commission (SFC) is seeking disqualification orders from the Court of First Instance against four former...

The Securities and Futures Commission (SFC) is seeking disqualification orders from the Court of First Instance against four former...

The Securities and Futures Commission (SFC) and the Securities and Commodities Authority (SCA) of the United Arab Emirates (UAE) have...

The Securities and Futures Commission (SFC) has banned Mr Richard Charles Heyes, a former responsible officer (RO), Manager-In-Charge...

The Securities and Futures Commission (SFC) has applied for an order from the Court of First Instance to freeze assets intended for...

The Securities and Futures Commission (SFC) has applied for an order from the Court of First Instance to freeze assets intended for...

The Securities and Futures Commission (SFC) and the Dubai Financial Services Authority (DFSA), the independent regulator of the Dubai...