SFC 4/31

SFC seeks court order to freeze assets up to $219 million for investors compensation in suspected manipulation of KNT shares

The Securities and Futures Commission (SFC) has applied for an interim order from the Court of First Instance to freeze assets intended...

Sep 28, 20252 min read

The Securities and Futures Commission (SFC) has reprimanded and fined RaffAello Capital Limited (RaffAello) $4 million for failing to...

Sep 28, 20256 min read

The Securities and Futures Commission (SFC) and the Hong Kong Monetary Authority (HKMA) jointly announced Hong Kong’s Roadmap for the...

Sep 28, 20252 min read

The Securities and Futures Commission (SFC) today launched a consultation on the proposed investor identification regime for the...

Sep 28, 20252 min read

The Securities and Futures Commission (SFC) is seeking disqualification orders from the Court of First Instance against four former...

Sep 28, 20252 min read

The Securities and Futures Commission (SFC) is seeking disqualification orders from the Court of First Instance against four former...

Sep 21, 20252 min read

The Securities and Futures Commission (SFC) and the Securities and Commodities Authority (SCA) of the United Arab Emirates (UAE) have...

Sep 21, 20252 min read

The Securities and Futures Commission (SFC) has banned Mr Richard Charles Heyes, a former responsible officer (RO), Manager-In-Charge...

Sep 21, 20254 min read

The Securities and Futures Commission (SFC) has applied for an order from the Court of First Instance to freeze assets intended for...

Sep 21, 20251 min read

The Securities and Futures Commission (SFC) has applied for an order from the Court of First Instance to freeze assets intended for...

Sep 14, 20251 min read