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SFC reprimands and fines Deutsche Bank Aktiengesellschaft $23.8 million for regulatory breaches
The Securities and Futures Commission (SFC) has reprimanded and fined Deutsche Bank Aktiengesellschaft (DB) $23.8 million for various...
Aug 313 min read


SFC bans Zhu Hong for 12 months and fines her $400,000 for fund management failures
The Securities and Futures Commission (SFC) has banned Ms Zhu Hong, a substantial shareholder, director and former manager-in-charge of...
Aug 242 min read


Public warned of impersonation scams carried out in the name of SFC
The Securities and Futures Commission (SFC) today cautions the public against impersonation scams perpetrated by fraudsters in the name...
Aug 242 min read


SFC and HKEX collaborate in enforcement action against two former listed company directors for non-cooperation in investigations
The Stock Exchange of Hong Kong Limited (Exchange) has taken its first-ever disciplinary action against two former directors of a listed...
Aug 173 min read


SFC elaborates on robust custody standards for virtual asset trading platforms to safeguard client virtual assets
The Securities and Futures Commission (SFC) today sets out its expectations in a circular to all licensed virtual asset trading...
Aug 172 min read


SFC and ICAC joint operation against suspected market manipulation and corrupt practices leads to arrest of two former senior executives of listed company
The Securities and Futures Commission (SFC) and the Independent Commission Against Corruption (ICAC) on Wednesday (23 July 2025)...
Aug 32 min read


SFC obtains six-year disqualification order against former vice-chairman and executive director of Zhongda International Holdings Limited
The Securities and Futures Commission (SFC) has obtained a disqualification order in the Court of First Instance against Mr Zhang Yuqing,...
Aug 32 min read


SFC and ICAC joint operation against suspected market manipulation and corrupt practices leads to arrest of two former senior executives of listed company
The Securities and Futures Commission (SFC) and the Independent Commission Against Corruption (ICAC) on Wednesday (23 July 2025)...
Jul 272 min read


Court-appointed administrators successfully distributed $19 million of assets to clients of Hong Kong Wan Kiu Investment Company Limited
The Securities and Futures Commission (SFC) today noted that court-appointed administrators had distributed approximately $19 million...
Jul 272 min read


SFC obtains seven-year disqualification order against former executive director of First Credit Finance Group Limited
The Securities and Futures Commission (SFC) has obtained a disqualification order in the Court of First Instance against Ms Ho Siu Man, a...
Jul 272 min read
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