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Oct 21, 20241 min read
Court sets next hearing date for insider dealing case against Segantii Capital Management and its chief investment officer
The District Court today adjourned to 19 December 2024 for mention the insider dealing case against Segantii Capital Management Limited,...


Oct 14, 20243 min read
SFC reprimands and fines Xinhu International Futures (Hong Kong) Co., Limited $9 million and suspends its former responsible officer Ngai Wai for nine months
The Securities and Futures Commission (SFC) has reprimanded and fined Xinhu International Futures (Hong Kong) Co., Limited (Xinhu) $9...


Oct 14, 20242 min read
SFC flags asset manager misconduct in managing private funds and discretionary accounts
The Securities and Futures Commission (SFC) today issued a circular flagging various deficiencies and substandard conduct identified...


Oct 14, 20242 min read
SFC reprimands and fines CSC Futures (HK) Limited $4.95 million for regulatory breaches
The Securities and Futures Commission (SFC) has reprimanded and fined CSC Futures (HK) Limited (CSC) $4.95 million for failures in...


Oct 14, 20241 min read
Russia to raise foreign company 'exit tax' to 35% from 15%, business daily reports
Russian authorities are set to raise the one-off contribution that foreign companies leaving the country must make to the state treasury...


Oct 14, 20243 min read
Fugitive ramp-and-dump core suspect arrested in Singapore and surrendered to Hong Kong to face securities fraud charge
The Securities and Futures Commission (SFC) is forging ahead with its enforcement actions against ramp-and-dump schemes with another...


Oct 7, 20246 min read
Lists of virtual asset trading platforms
The SFC publishes the following lists on its website to inform the public of the regulatory status of virtual asset trading platforms...


Oct 7, 20243 min read
New public fund depositaries regime comes live on 2 October 2024
The Securities and Futures Commission (SFC) today published updated codes and guidelines for implementing the new Type 13 regulated...


Oct 7, 20243 min read
SFC welcomes voluntary code of conduct for ESG ratings and data products providers
The Securities and Futures Commission (SFC) welcomes the publication today of a voluntary code of conduct (VCoC) by an industry-led...


Oct 7, 20242 min read
SFC reprimands and fines Profitech Securities Limited $3.99 million for regulatory breaches
The Securities and Futures Commission (SFC) has reprimanded and fined Profitech Securities Limited (Profitech) $3.99 million for failures...
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