Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of Terrorism
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Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...
SFC
- Mar 18
Pre-trial review fixed for unlicensed dealing prosecution
The Eastern Magistrates’ Court today set down 23 May 2024 for a pre-trial review of the prosecution brought by the Securities and Futures...
SFC
- Mar 15
SFC warns public against unlicensed virtual asset trading platform MEXC
The Securities and Futures Commission (SFC) today warns the public of a purported virtual asset trading platform (VATP) known as “MEXC”...
SFC
- Mar 15
SFC warns public against unlicensed virtual asset trading platform Bybit
The Securities and Futures Commission (SFC) today warns the public of an unlicensed virtual asset trading platform (VATP) known as Bybit,...
SFC
- Mar 11
SFC and HKEX collaborate in enforcement action against two former GEM-listed company directors for misconduct
The Securities and Futures Commission (SFC) and the Stock Exchange of Hong Kong Limited (Exchange) have joined hands in an enforcement...
SFC
- Mar 4
First ramp-and-dump criminal prosecution at District Court commences
The first ramp-and-dump case for criminal prosecution at the District Court began today in proceedings brought by the Securities and...
SFC
- Mar 4
Circular on disciplinary proceedings under Part 5B of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance
The Securities and Futures Commission (SFC) today published a guide entitled Disciplinary Proceedings at a Glance (for regulated persons...
SFC
- Mar 4
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities - Anti-Money Laundering / Counter-Financing of TerrorismUnited Nations Sanctions (Haiti)
Circular to Licensed Corporations, SFC-licensed Virtual Asset Service Providers and Associated Entities Anti-Money Laundering /...
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