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Lending practices
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Dec 25, 20231 min read


Consumer Protection in respect of Digital Marketing Activities
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Dec 25, 20231 min read


Key Observations and Sound Practices on Consumer Protectionin respect of Digital Marketing Activities
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Dec 25, 20231 min read


Annex- Managing cyber risk associated with third-party service providers
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Dec 25, 20231 min read


Managing cyber risk associated with third-party service providers
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Dec 25, 20231 min read


Compliance Corner – Hong Kong Monetary Authority, CA Indosuez (Switzerland)
The Hong Kong Monetary Authority imposed an HK$3.5 million ($44.7 million) fine on CA Indosuez (Switzerland) SA, Hong Kong branch under...
Dec 18, 20231 min read


SFC bans Amy Chow Bik Sum for life
The Securities and Futures Commission (SFC) has banned Ms Amy Chow Bik Sum, a former assistant customer service manager of OCBC Wing Hang...
Dec 18, 20231 min read


SFC issues restriction notice to China International Capital Corporation Hong Kong Securities..
The Securities and Futures Commission (SFC) has issued a restriction notice to China International Capital Corporation Hong Kong...
Dec 18, 20232 min read


SFC obtains court order to disqualify former independent non-executive director of China Candy..
SFC obtains court order to disqualify former independent non-executive director of China Candy Holdings Limited for three years The...
Dec 18, 20232 min read
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