Licence Application & Compliance
Hong Kong is an international financial hub and obtaining a financial licence in Hong Kong is challenging. After obtaining the license, it is necessary and obligation to comply with the relevant regulations in order to maintain the license and ensure your business runs smoothly without compliance issues.
How can we help:
-
Licence application and renewal, from planning to every single piece of groundwork
-
Carrying out day-to-day compliance functions
-
Financial crime mitigation, AML/CTF advisory and sanction advisory including KYC protocol setup, implementation, monitoring and enhancement
-
Investigations, from statutory/regulatory investigations to corporate investigations
-
Regulators handling and strategy advisory
-
Pre-regulatory examination/inspection check-up
We always help with:​
-
Understand your unique needs and never offer a one-size-fits-all solution
-
Have a pro-business mindset
-
Take an efficient and aggressive compliance approach to our work
-
Possess a deep understanding of regulations and experience in dealing with regulators
